Equip participants with the knowledge to comply with anti-hawking regulations, empowering consumers to make informed financial decisions and eliminating high-pressure sales tactics.
Australia: Corporations Act 2001 and more
All employees, contractors, and volunteers
Australia
Structured Learning option
Between 30 - 40 minutes
The Financial Sector Reform (Hayne Royal Commission Response) Act 2020 implemented recommendations made by the Financial Services Royal Commission on banning the hawking of superannuation products.
The Act strengthens the existing hawking prohibition in the Corporations Act 2001 (Cth) by replacing the three separate prohibitions for the hawking of financial products, securities, and interests in managed investment schemes with one general prohibition.
The Australian Securities & Investments Commission (ASIC) recently updated its guidance in Regulatory Guide 38: The hawking prohibitions (RG 38) for people who offer financial products for issue or sale in situations involving unsolicited contact with consumers.
Our Hawking Prohibitions training course provides participants with a clear understanding of the anti-hawking regulations introduced by the Financial Sector Reform (Hayne Royal Commission Response) Act 2020. The course explains the key objectives of these prohibitions, which are designed to empower consumers in making informed decisions about financial products and to discourage high-pressure sales tactics. Through interactive scenarios and practical guidance, this course equips participants with the knowledge and tools to ensure compliance with the hawking prohibitions, ultimately fostering a more ethical and consumer-focused approach to financial product sales.
If you’re a manager looking to train a group within your organisation, external suppliers or all staff, please fill in our enquiry form and let us know the size of your organisation. Our compliance experts will assist you.
Australia: Corporations Act 2001, Corporations Regulations 2001, Financial Sector Reform (Hayne Royal Commission Response) Act 2020, Regulatory Guide 38
By the end of this course, participants will be able to:
Ideal for first-time learners or those with little prior knowledge, covering the entire topic in 30-40 minutes.
Allows learners who understand the topic to proceed quickly through the course in 20-30 minutes.
Short modules for time-poor learners, with each module lasting 5-10 minutes.
Quick summaries of specific compliance areas, available in office-based and field-based formats, each lasting 5 minutes.
Our client services team can deliver our courses via SCORM file if you have a Learning Management System (LMS).
Alternatively, you can use our Compliance Platform to house any training material, track policy acceptance, administer surveys, and audits—all in one place. We can get you up and running within a few weeks.
Increase your compliance by bundling our related courses. This ensures you cover multiple topics and legislations for a holistic approach.
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Options include comprehensive compliance courses and short, bite-sized modules to meet diverse training needs.
Our courses feature a variety of engaging and animated content, from videos to interactive modules, all of which can be customised based on your branding or designed with specific scenarios tailored to your business.
All content is regularly updated to reflect the latest legislation, ensuring your training remains compliant.
Available via SCORM or our Compliance Platform, with regular updates provided whenever legal changes occur.
Our local Client Services team ensures a smooth setup within a few weeks and offers ongoing support for all your learning and training needs.
Renowned companies like Uber, Chubb, and David Jones rely on our compliance training solutions.
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