Equip participants with the knowledge to comply with advertising guidelines for financial products.
Australia: Corporations Act 2001 and more
All employees, contractors, and volunteers
Australia
Structured Learning option
Between 30 - 40 minutes
In the realm of financial advertising compliance, it’s imperative to recognise which advertisements and products fall within the scope of regulatory guidance, ensuring alignment with legal obligations.
This involves an understanding of the regulatory landscape to effectively navigate potential pitfalls. Crafting advertisements for financial products demands a delicate balance between promotional creativity and adherence to regulatory standards.
Violations of these standards can lead to severe consequences, ranging from reputational damage to legal penalties. Therefore, a proactive approach to compliance, coupled with continuous monitoring and adaptation to regulatory changes, is paramount in safeguarding both consumer trust and organisational integrity.
Our RG234 Advertising Financial Products and Services training course equips participants with a comprehensive understanding of the legal obligations involved in promoting and advertising financial products. It emphasizes the critical importance of avoiding false or misleading statements and deceptive practices that can lead to regulatory breaches. The course offers practical guidance on ensuring compliance with advertising standards and creating transparent, accurate communications that build trust with consumers. Through examples and interactive scenarios, participants will gain the knowledge and confidence needed to promote financial products responsibly and in line with the law.
If you’re a manager looking to train a group within your organisation, external suppliers or all staff, please fill in our enquiry form and let us know the size of your organisation. Our compliance experts will assist you.
Australia: Corporations Act 2001, National Consumer Credit Protection Act 2009, Regulatory Guide 234
By the end of this course, participants will be able to understand:
Ideal for first-time learners or those with little prior knowledge, covering the entire topic in 30-40 minutes.
Allows learners who understand the topic to proceed quickly through the course in 20-30 minutes.
Short modules for time-poor learners, with each module lasting 5-10 minutes.
Quick summaries of specific compliance areas, available in office-based and field-based formats, each lasting 5 minutes.
Our client services team can deliver our courses via SCORM file if you have a Learning Management System (LMS).
Alternatively, you can use our Compliance Platform to house any training material, track policy acceptance, administer surveys, and audits—all in one place. We can get you up and running within a few weeks.
Increase your compliance by bundling our related courses. This ensures you cover multiple topics and legislations for a holistic approach.
Equip participants with the knowledge to comply with anti-hawking regulations, empowering consumers to make informed financial decisions and eliminating high-pressure sales tactics.
Ensure your team understand how financial services firms must deal with complaints and disputes, under the Australian Securities and Investments Commission (ASIC) Regulatory Guide 271: Internal Dispute Resolution (RG 271).
Equip participants with the knowledge to comply with product design and distribution obligations
Ensure your staff understand Australia's financial services regulations and clearly understand their role as advisers within the industry while effectively supporting customers in a financial services environment.
Ensure your staff understand Australia's financial services regulations and clearly understand their role as customer service representatives within the industry, recognising their position as non-advice providers, while effectively supporting customers in a financial services environment.
Ensure your staff understand Australia's financial services regulations in relation to supporting vulnerable customers which are fair and suitable for their circumstances.
Ensure your staff understand how to identify, investigate and resolve actual or potential compliance breaches and incidents in the workplace.
Ensure your staff understand the key obligations under the National Consumer Credit Protection laws and how to comply with them effectively to maintain legal standards, protect consumers, and uphold ethical credit practices in your organisation.
Ensure your staff understand the essential rights and protections afforded to consumers in the marketplace, and can identify unfair practices and the steps necessary to ensure compliance with consumer protection laws.
Options include comprehensive compliance courses and short, bite-sized modules to meet diverse training needs.
Our courses feature a variety of engaging and animated content, from videos to interactive modules, all of which can be customised based on your branding or designed with specific scenarios tailored to your business.
All content is regularly updated to reflect the latest legislation, ensuring your training remains compliant.
Available via SCORM or our Compliance Platform, with regular updates provided whenever legal changes occur.
Our local Client Services team ensures a smooth setup within a few weeks and offers ongoing support for all your learning and training needs.
Renowned companies like Uber, Chubb, and David Jones rely on our compliance training solutions.
Is your organisation on the Safetrac?
Connect with our team today to explore how our courses can enhance your corporate training program or schedule a training needs analysis to tailor a solution for your compliance needs.
Use Calendly to schedule a time to speak directly to our team about your governance, risk and compliance needs.
Got questions? Reach out, and our compliance experts will get back to you with the answers.
